The Pennsylvania Instant Check System (PICS) form, officially known as SP 4-197, is a critical document for those seeking to challenge a decision made by PICS regarding firearm background checks in Pennsylvania. This form must be filled out with utmost accuracy and submitted through mail to the Pennsylvania State Police, Firearms Division, for individuals who had their firearm background check denied through PICS. It's imperative to act swiftly and meticulously, as challenges are time-sensitive and require thorough documentation for consideration.
When it comes to the right to own or transfer firearms in Pennsylvania, the Pennsylvania Instant Check System (PICS) plays a pivotal role in determining eligibility through background checks. This system scrutinizes applicants against state and federal databases to ensure they meet the legal requirements for firearm ownership or obtaining a license to carry. In cases where an application is denied, the individual has the option to challenge this decision by submitting a specific form, identified as SP 4-197 (9-2016), to the Pennsylvania State Police, Firearms Division, PICS Challenge Section. This process requires the applicant to clearly and legibly complete the form, providing reasons for the challenge, personal information, and details about the background check in question. Importantly, challenges can only be considered if they are submitted within 30 days from the date of denial, emphasizing the need for timely action by individuals who believe their denial was unwarranted. Additionally, the form outlines a set of prohibitions that, if applicable to the individual's history, would indeed disqualify them from firearm purchase or licensing—ranging from certain criminal convictions to mental health adjudications. The solicitous approach of the Pennsylvania State Police promises a written response within five business days of receiving a challenge, ensuring a procedure that is not only comprehensive but also responsive to the rights and concerns of the individual.
SP 4-197 (9-2016)
PENNSYLVANIA STATE POLICE
PENNSYLVANIA INSTANT CHECK SYSTEM CHALLENGE
Any challenge to a decision made by the Pennsylvania Instant Check System (PICS) concerning a background check must be completed and submitted by mail (faxed copies will not be accepted), within 30 days from the date ofdenial to the Pennsylvania State Police, Firearms Division, PICS Challenge Section, 1800 Elmerton Avenue, Harrisburg, Pennsylvania 17110. Only background checks processed through PICS that were NOT approved will be processed by the Pennsylvania State Police, PICS Challenge Section.
Please type or print clearly with blue or black ink. ALL CHALLENGES SUBMITTED MUST BE LEGIBLE AND SIGNED AND DATED ON PAGE 4 BY THE APPLICANT OR THEY WILL BE RETURNED. The PennsylvaniaState Police will respond in writing within 5 business days of receipt of this form. You are encouraged to provide additional information for the purpose of review, such as information you may have regarding dispositions on old arrest records, etc., that may be helpful in expediting the processing of your file. Be advised that within 60 days of receipt of a valid challenge, a final decision will be provided to you by this Office. You may also file a separate appeal with the FBI, NICS Section.
PART I: REASON FOR CHALLENGE REQUEST- Check the appropriate box that indicates the type of background check:
Purchase/Transfer
License to Carry
Firearm Return
RLEIA/LEOSA
PART II: DATE AND LOCATION OF BACKGROUND CHECK
Date of background check:
Location of Firearm Dealer/County Sheriff/Police Dept.:
If the address for the above is unknown or check was completed at a gun show, please provide the firearm dealer’s name and the location of the gun show:
PART III:
CHALLENGER’S INFORMATION
Name: (Last)
(First)
(Middle)
Maiden Name and/or Aliases:
Address:
City & State:
Zip Code:
Date of Birth:
Social Security No:
- -
Place of Birth:
(Optional, but will help prevent misidentification)
Driver’s License or Non-driver’s ID Number:
State:
Other Identification Type/Number:
Sex:
Race:
Height:
Weight:
Hair Color:
Eye Color:
M
F
Scars/Marks/Tattoos:
Have you ever been arrested in Pennsylvania and/or another state?
Yes
No
Were you ever arrested while in the military?
If yes to any of the above, where?
Did this arrest(s) result in a conviction?
Were you ever adjudicated incompetent or involuntarily committed?
Are you the subject of a current protection from abuse order?
Telephone Numbers where you may be contacted:
Page 1 of 4
Home: - -
Work:
-
Cell:
Page 2 of 4
CHALLENGE PROCESS INFORMATION
The Pennsylvania Instant Check System (PICS) is required to check state and federal databases in order to determine an individual’s eligibility to acquire a firearm or license to carry a firearm. The following are
prohibitions which at the time of the background check would disqualify an individual from acquiring a firearm or license to carry a firearm.
1.Conviction of a crime enumerated in 18 Pa. C.S. section 6105(b), or any of the conditions of section 6105(c), of the Uniform Firearms Act. (See page 3 for specific information.)
2.Charged with or convicted of a crime punishable by imprisonment for a term exceeding one year, notincluding offenses pertaining to antitrust, unfair trade practices, restraints of trade, or regulation of business; or state offenses classified as misdemeanors and punishable by a term of imprisonment not to exceed two years.
3.Under indictment or information in any court for a crime for which the judge could imprison you for more than one year. An information is a formal accusation of a crime made by a prosecuting attorney. An indictment is a formal accusation of a crime presented to the court by a grand jury.
4.Conviction of an offense under the act of April 14, 1972 (P.L. 233, No. 64), known as the Controlled Substance, Drug, Device and Cosmetic Act (CSDDCA). As provided in 18 Pa. C.S. § 6109(1)(ii), any Pennsylvania drug conviction under the CSDDCA is prohibiting for a license to carry a firearm.
5.Adjudicated delinquent, within the past ten years, for a crime enumerated in 18 Pa.C.S. section 6105 of the Uniform Firearms Act, or for an offense under the Controlled Substance, Drug, Device and Cosmetic Act.
6.Addicted to or an unlawful user of marijuana or a stimulant, depressant, or narcotic drug.
7.Involuntarily committed to a hospital/health care facility for a mental health condition or other treatment, or adjudicated incompetent/incapacitated.
8.An alien illegally or unlawfully in the United States.
9.Discharged from the Armed Forces of the United States under dishonorable conditions.
10.Renounced United States citizenship.
11.Subject of a court order restraining you from harassing, stalking, or threatening an intimate partner or child of such partner.
12.Convicted in any court of a misdemeanor crime of domestic violence. This includes any misdemeanor conviction involving the use or attempted use of physical force committed by a current or former spouse, parent or guardian of the victim, or by a person with a similar relationship to the victim.
Section 6105(a)(1), effective November 22, 1995:
A person who has been convicted of an offense enumerated in subsection (b), within or without this Commonwealth, regardless of the length of sentence or whose conduct meets the criteria in subsection (c) shall not possess, use, control, sell, transfer or manufacture or obtain a license to possess, use, control, sell, transfer or manufactureafirearm in this Commonwealth.
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Section 6105(b)
§3921
Theft by unlawful taking or disposition, upon conviction
§908
Prohibited offensive weapons
of the second felony offense
§911
Corrupt organizations
§3923
Theft by extortion, when the offense is accompanied by
§912
Possession of weapon on school property
threats of violence
§2502
Murder
§3925
Receiving stolen property, upon conviction of the
§2503
Voluntary manslaughter
second felony offense
§2504
Involuntary manslaughter, if the offense is based on the
§4906
False reports to law enforcement authorities, if the
reckless use of a firearm
fictitious report involved the theft of a firearm as
§2702
Aggravated assault
provided in 4906(c)(2)
§2703
Assault by prisoner
§4912
Impersonating a public servant, if the person is
§2704
Assault by life prisoner
impersonating a law enforcement officer
§2709.1 Stalking
§4952
Intimidation of witnesses or victims
§2716 Weapons of mass destruction
§4953
Retaliation against witness, victim or party
§2901
Kidnapping
§5121
Escape
§2902
Unlawful restraint
§5122
Weapons or implements for escape
§2910 Luring a child into a motor vehicle or structure
§5501(3) Riot
§3121
Rape
§5515
Prohibiting of paramilitary training
§3123
Involuntary deviate sexual intercourse
§5516
Facsimile weapons of mass destruction
§3125
Aggravated indecent assault
§6110.1
Possession of firearm by minor
§3301 Arson and related offenses
§6301
Corruption of minors
§3302 Causing or risking catastrophe
§6302
Sale or lease of weapons and explosives
§3502
Burglary
§3503 Criminal trespass, if the offense is graded a felony of the
Any offense equivalent to any of the above-enumerated
second degree or higher
offenses under the prior laws of this Commonwealth, or any
§3701
Robbery
offense equivalent to any of the above-enumerated offenses
§3702
Robbery of motor vehicle
under the statutes of any other state or of the United States.
Section 6105(c):
Effective November 22, 1995, 18 Pa.C.S. § 6105(c) also prohibits the following persons from possessing, using, controlling, transferring, manufacturing, or obtaining a license to possess, use, control, transfer, or manufacture a firearm in the Commonwealth of Pennsylvania.
ARE YOU A PERSON WHO:
1.is a fugitive from justice; or
2.has been convicted of an offense under the act of April 14, 1972 (P.L. 233, No. 64), known as The Controlled Substance, Drug, Device and Cosmetic Act, or any equivalent Federal statute or equivalent statute of any other state, that may be punishable by a term of imprisonment exceeding two years; or
3.has been convicted of driving under the influence of alcohol or controlled substance as provided in 75 Pa.C.S. § 3802 (relating to driving under influence of alcohol or controlled substance) or the former 75 Pa.C.S. § 3731, on three or more separate occasions within a five-year period. For the purposes of this paragraph only, the prohibition of Section 6105(a) shall only apply to transfers or purchases of firearms after the third conviction; or
4.has been adjudicated as an incompetent or who has been involuntarily committed to a mental institution for inpatient care and treatment under section 302, 303, or 304 of the provisions of the act of July 9, 1976 (P.L. 817, No. 143), known as the Mental Health Procedures Act; or
5.being an alien, is illegally or unlawfully in the United States; or
6.is the subject of an active protection from abuse order issued pursuant to 23 Pa.C.S. § 6108 (relating to relief), which order provides for the relinquishment of firearms during the period of time the order is in effect. This prohibition shall terminate upon the expiration or vacation of an active protection from abuse order or portion thereof relating to the relinquishment of firearms; or
7.was adjudicated delinquent by a court pursuant to 42 Pa.C.S. § 6341 (relating to adjudication) or under any equivalent Federal statute or statute of any other state as a result of conduct which if committed by an adult would constitute an offense under 18 Pa.C.S. sections 2502, 2503, 2702, 2703, 2704, 2901, 3121, 3123, 3301, 3502, 3701, and 3923; or
8.was adjudicated delinquent by a court pursuant to 42 Pa.C.S. § 6341 or under any equivalent Federal statute or statute of any other state as a result of conduct which if committed by an adult would constitute an offense enumerated in 18 Pa.C.S. § 6105(b) with the exception of those crimes set forth in paragraph 7. This prohibition shall terminate 15 years after the last applicable delinquent adjudication or upon the person reaching the age of 30, whichever is earlier.
9.is prohibited from possessing or acquiring a firearm under 18 U.S.C. § 922(g)(9) (relating to unlawful acts) who has been convicted in any court of a misdemeanor crime of domestic violence by a person in any of the following relationships: (i) the current or former
spouse, parent or guardian of the victim; (ii) a person with whom the victim shares a child in common; (iii) a person who cohabits with or has cohabited with the victim as a spouse, parent or guardian; or (iv) a person similarly situated to a spouse, parent, or guardian of the victim; then the relationship need not be an element of the offense to meet the requirements of this paragraph.
PRIVACY ACT NOTICE
Solicitation of this information is authorized under Title 18 Pa.C.S. § 6111. Disclosure of your social security number is voluntary. Your social security number, if provided, may be used to verify your identity and prevent misidentification. All information supplied, including your social security number, is confidential and not subject to public disclosure.
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The following information refers to situations most often misunderstood regarding denials.
1.Federal law prohibits a person who is under indictment for, or has been convicted of a crime that would be punishable by a term of imprisonment exceeding one year, or state misdemeanors punishable by a term of imprisonment exceeding two years (under current PA law, any offense graded as an M-1 or higher would be prohibiting). The key issue here is the maximum penalty you could have received for the crime, not the actual penalty that you did receive.
2.A conviction includes a finding of guilty or the entering of a plea of guilty or nolo contendere, whether or not judgment of sentence has been imposed, as determined by the law of the jurisdiction in which the prosecution was held. The term does not include a conviction which has been expunged or overturned or for which an individual has been pardoned unless the pardon expressly provides that the individual may not possess or transport firearms. State relief may still be required in order to fully restore firearm rights.
3.There are no time limits on old arrest records. If you have an old conviction for a charge that would be prohibiting, it will still prohibit you regardless of whether the record is 1 year old or 50 years old.
4.Many times an individual will hit on an old military record regarding AWOL or desertion. In most cases, all that is needed to clear this up is a copy of the individual’s honorable discharge. Also, military records often do not contain offense disposition information. If a copy of the official case disposition and a copy of the honorable discharge are provided, this may expedite research of the challenge.
________________________________________________________________________________
SELF CERTIFICATION
I hereby confirm that I have read all information contained in Form SP 4-197, Pennsylvania Instant Check System Challenge.
I understand that if I knowingly make any false statements herein, I am subject to penalties prescribed by law. This certification/acknowledgment is made subject to both the penalties of section 4904 of the Crimes Code (18 Pa. C.S. § 4904, relating to unsworn falsification to authorities), a misdemeanor of the third degree, subject to not more than one year of imprisonment and/or a fine not exceeding $2,500; and the Uniform Firearms Act, which is a felony of the third degree, subject to not more than 7 years imprisonment and/or a fine not exceeding $15,000.
I hereby authorize the Pennsylvania State Police to receive any documents, including mental health documents, as well as physician’s determination relating to commitment, necessary to make
a determination with regard to this challenge. I waive any rights to confidentiality in these documents by signing this certification.
SIGNATURE
DATE
NOTE: All challenges submitted must be signed, dated, and complete. Pages 1 through 4 must be submitted for a challenge to be considered complete. Any challenge received that is not filled out completely, signed, and dated will be returned.
Page 5 of 4
Upon receiving a denial from the Pennsylvania Instant Check System (PICS) for a background check related to the acquisition of a firearm or a license to carry a firearm, individuals have the right to challenge the decision. Challenges must be filed within 30 days of denial, ensuring that all steps are correctly followed and the necessary details are provided clearly. It is crucial for the challenge to be legible, completed in blue or black ink, and the form must be signed and dated on the specified page. Only challenges concerning denied background checks processed through PICS will be considered. The Pennsylvania State Police, which operates the PICS Challenge Section, is committed to responding within 5 business days from receiving a challenge. Providing additional information, such as details on old arrests or any inaccuracies in the record, can help expedite the process. Within 60 days, the challenger will receive a final decision from the office.
It is essential to follow each step carefully to ensure the challenge is considered valid and processed in a timely manner. The Pennsylvania State Police are committed to reviewing each challenge thoroughly, and you will be notified of the final decision regarding your challenge within the specified time frame.
What is the Pennsylvania Instant Check System (PICS) Challenge?
The Pennsylvania Instant Check System (PICS) Challenge is a process that allows individuals to challenge the decision made by PICS regarding a firearm background check. If your background check was not approved, you can submit a challenge to the Pennsylvania State Police, Firearms Division, specifically to the PICS Challenge Section.
How do I submit a PICS Challenge?
To submit a PICS Challenge, you must complete the form and mail it to the Pennsylvania State Police, Firearms Division, PICS Challenge Section. Remember, faxed copies will not be accepted. Make sure to fill out the form clearly and legibly using blue or black ink, and don’t forget to sign and date page 4 of the application.
Is there a deadline for submitting a PICS Challenge?
Yes, there is a deadline. You must submit your challenge within 30 days from the date of denial. Challenges submitted after this period may not be processed.
What happens after I submit my challenge?
After submitting your challenge, the Pennsylvania State Police will review the application and respond in writing within 5 business days of receipt. They may request additional information if needed to aid in the review process. A final decision on your challenge will be provided within 60 days.
Can I provide additional information to support my challenge?
Yes, you are encouraged to provide additional information that might help expedite the processing of your challenge. This could include details about old arrest records or dispositions that may affect the outcome of your case.
What are some reasons my firearm background check might be denied?
Your background check might be denied for several reasons, including being convicted of certain crimes, being under indictment, having a history of drug use or mental health commitments, being unlawfully in the United States, or having a domestic violence restraining order against you. Each of these factors can affect your eligibility to acquire a firearm or license to carry.
Can I appeal the decision if my challenge is not successful?
If your challenge with the Pennsylvania State Police is not successful, you have the option to file a separate appeal with the FBI's NICS Section. This provides an additional avenue to contest the denial of your background check.
Is there a fee to submit a PICS Challenge?
The information provided does not specify a fee for submitting a PICS Challenge. However, it’s always a good idea to contact the Pennsylvania State Police directly for the most current information regarding any potential fees.
Do I need legal representation to submit a PICS Challenge?
While legal representation is not required to submit a PICS Challenge, consulting with a lawyer can help you understand your rights and the challenge process better. A lawyer can also assist in gathering and presenting any additional information that might support your case.
What should I do if my personal information has changed since submitting my PICS Challenge?
If your personal information changes after submitting your challenge, such as your address or contact information, notify the Pennsylvania State Police, Firearms Division, PICS Challenge Section as soon as possible to ensure you receive all correspondence regarding your challenge.
When filling out the Pennsylvania Instant Check System (PICS) Challenge form, it's crucial to avoid common pitfalls to ensure your challenge is processed efficiently. Here are eight mistakes often made:
Each of these mistakes can delay the processing of your challenge or result in its return without being reviewed. Ensuring accuracy and completeness when filling out the form will aid in the swift handling of your appeal.
When dealing with the Pennsylvania Instant Check System (PICS), several forms and documents might be required or used in conjunction with the challenge process. Each of these plays a vital role in ensuring the information submitted is accurate and that the applicant's rights are upheld throughout.
Together, these documents ensure a thorough and fair review process when an individual's eligibility to purchase or transfer a firearm is in question. They help clarify the applicant's background, support their challenge or appeal, and protect the safety of the public by enforcing state and federal regulations on firearm ownership and transfer.
The Pennsylvania Instant Check System form is similar to the Bureau of Alcohol, Tobacco, Firearms, and Explosives (ATF) Form 4473. Both forms are used in the process of purchasing or transferring firearms and are critical for conducting background checks to ensure the eligibility of individuals to possess firearms. While the Pennsylvania Instant Check System form is specific to Pennsylvania, providing an instant decision on firearm purchase eligibility based specifically on state and federal prohibitions, ATF Form 4473 is used nationwide in the United States. It collects the buyer's personal information and answers to specific eligibility questions. Both forms play a crucial role in promoting responsible gun ownership and preventing firearms from falling into the hands of prohibited individuals. They require the buyer to attest to their legal ability to possess firearms, answer questions regarding criminal history, drug use, mental health, and other disqualifying conditions.
Another document that shares similarities with the Pennsylvania Instant Check System form is the National Instant Criminal Background Check System (NICS) Appeal Request Form. Both forms are integral to the process of challenging a decision related to firearm purchase eligibility. When an individual is denied the purchase of a firearm through the Pennsylvania Instant Check System, they can use its challenge form to dispute the decision. Similarly, if an individual is denied following a NICS check, conducted at a federal level by the FBI, they can file an appeal using the NICS Appeal Request Form. These forms are similar in their function of providing a legal pathway for individuals to challenge and seek a reversal of a firearm purchase denial. They require detailed personal information, the specifics of the denial being challenged, and may often include additional sections for the inclusion of supporting documents or information that could aid in overturning the denial.
When filling out the Pennsylvania Instant Check System (PICS) form, it is essential to understand the do's and don'ts to ensure your challenge is processed efficiently and effectively. Here are five crucial points to consider:
Do:
Don't:
There are several misconceptions surrounding the Pennsylvania Instant Check System (PICS) Challenge Process. Understanding these can clarify the steps and requirements involved in challenging a decision.
In truth, any denial from PICS, regardless of the nature of the offense leading to it, is eligible for a challenge. The decision is based on specific criteria that include both minor and major offenses.
While legal advice can be beneficial, it is not a requirement for submitting a challenge. You have the right to submit this challenge on your own behalf, following the detailed instructions provided by the Pennsylvania State Police.
The correct procedure requires that a challenge be submitted within 30 days from the date of the denial notice. Time is of the essence in these matters.
As per the guidelines, challenges must be submitted by mail. Electronic submissions such as faxed copies are not accepted, ensuring that the process adheres to specific security and verification standards.
While the Pennsylvania State Police aim to respond quickly, they have up to 5 business days to respond to the receipt of your form and up to 60 days to provide a final decision on the challenge. The process is thorough, ensuring all information is accurately reviewed.
In addition to the form, submitting any additional information or documentation that can support your challenge or clarify discrepancies can be crucial for a successful challenge. This additional information is encouraged and can expedite the process.
A denial from PICS, while disappointing, is not the end of the road. The challenge process exists exactly for the purpose of reviewing decisions where there may have been an error or where the applicant can provide evidence to clear their record.
An arrest does not equate to a conviction and, on its own, does not automatically disqualify you from passing a background check through PICS. The challenge process allows you to clarify such situations and provide context and documentation to support your eligibility.
Understanding these misconceptions about the Pennsylvania Instant Check System Challenge Process can help individuals navigate their rights and responsibilities more effectively. By following the proper channels and knowing what to expect, applicants can address denials comprehensively.
Here are seven key takeaways about filling out and using the Pennsylvania Instant Check System (PICS) Challenge form:
Completing the PICS Challenge form accurately and providing thorough information can significantly impact the review process of a firearm purchase or carry license denial in Pennsylvania.
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