The Pa SP4 113 form, also known as the Application/Record of Sale form, is a critical document required by the Pennsylvania State Police for handgun transactions. It serves a dual purpose: firstly, to apply for the sale or transfer of a handgun, and secondly, to keep a record of such transactions. This form is mandatory and must be completed in full with blue or black ink, and it is important to note that duplicating this form is not permitted.
The Pennsylvania SP 4-113 form represents an essential piece of documentation within the state's framework for the sale and transfer of firearms, specifically handguns. Mandated by the Pennsylvania State Police, this Application/Record of Sale Form epitomizes meticulous regulation, emphasizing the necessity to complete it in its entirety with precision—using only blue or black ink. Clearly bifurcated into sections to be filled by both the transferee/purchaser and the transferor/seller, the form delves into granular details such as personal information of the purchaser, including potential flags like criminal history, and specifics of the firearm involved. Notably stringent instructions accompany the form, asserting its uniqueness insofar as duplication is concerned and highlighting the prohibition of its use for anything apart from handguns. Furthermore, the design of the form ensures a thorough background check before the process advances, incorporating safeguards like ensuring the purchaser is the actual buyer and not acquiring the firearm on behalf of someone else. This level of detail underscores the state's dedication to responsible firearm transactions, positioning the SP 4-113 form as a critical tool in the preservation of public safety and legal compliance. The form's structure also accounts for acknowledging receipt of the firearm, a summary of the Uniform Firearms Act, and includes a safety brochure, reinforcing the overarching theme of informed and lawful gun ownership.
SP 4-113 (10/2008)
PENNSYLVANIA STATE POLICE
STATE POLICE USE
ONLY
SAMPLE ROS INSTRUCTIONS
APPLICATION/RECORD OF SALE
NOTE: THE APPLICATION/RECORD OF SALE FORM MUST NOT BE DUPLICATED!
A
INSTRUCTIONS
2. TRANSACTION SERIAL
NO.
This number is assigned to your business.
1. TRANSFEREE/PURCHASER
---------- COMPLETE SECTION B AT TIME OF APPLICATION.
Do not give your forms to other businesses!
CO PLETE SECTION C AT TIME OF SALE OR
TRANSFER.
3. STATE IDENTIFICATION NO.
THIS FORM IS REQUIRED FOR HANDGUNS ONLY!
LICENSEE
COMPLETE BLOCKS 1, 3, AND 4, AND SECTIONS
D AND E.
List the Dealer/Sheriff Number here.
TRANSFEROR/SELLER------------------
(FOR PRIVATE SALES) COMPLETE SECTION F.
NOTE: FORM MUST BE COMPLETED IN ITS ENTIRETY BY TYPING OR PRINTING IN BLUE OR BLACK INK
4. APPROVAL NO./DATE
List Approval/Transaction No. , “UDT”, or
TRANSACTION SUBJECT TO SALES TAX
YES
NO
“Denied” and date here.
Please explain in Section F if you selected “NO” for subject to sales tax.
B
TRANSFEREE’S/PURCHASER’S INFORMATION
5. LAST NAME
6. JR., ETC.
7. FIRST NAME
8. MIDDLE NAME
9. DATE OF BIRTH
10. AGE
SECTIONS A, D, and E must be completed by the Firearm Dealer. If
11. SEX 12. RACE 13. EYE COLOR 14. HAIR COLOR
15. WEIGHT
16. HEIGHT
17. SOCIAL SECURITY NO. (Optional, but
18. COUNTY OF RESIDENCE
“No” is checked here, an explanation must be listed under section
will help prevent misidentification.)
Enter county (eg: Dauphin),
F explaining why the sale is not taxable!
NOT “Country”.
19. STREET ADDRESS
20.
CITY
21. STATE
22. ZIP CODE
PA.IfPHOTOthe customerIDENT/DRIVERis NOTLICENSEa U.S.NO. citizen,24.theyEMPLOYER/BUSINESSmust show properNAMEID before you begin the background25. OCCUPATIONcheck! If “NO” is
23.
checked for #30, ALL fields must be completed for this question and the dealer must hold on the line for a PICS
operator. Do NOT enter the PA driver’s license number into the automated system.
26.
STREET ADDRESS
27. CITY
28. STATE
29. ZIP CODE
30. ARE YOU A UNITED STATES CITIZEN? IF NO, COUNTRY OF BIRTH: ____________________________________
COUNTRY OF CITIZENSHIP: ________________________________ IMMIGRATION IDENTIFICATION NUMBER: ______________________
31.HAVE YOU EVER BEEN CONVICTED OF A CRIME ENUMERATED IN SECTION 6105(b), OR DO ANY OF THE CONDITIONS UNDER
6105(c) APPLY TO YOU? (READ INFORMATION ON BACK PRIOR TO ANSWERING)
32.ARE YOU NOW CHARGED WITH, OR HAVE YOU EVER BEEN CONVICTED OF A CRIME PUNISHABLE BY IMPRISONMENT FOR A TERM
EXCEEDING ONE YEAR? THIS IS THE MAXIMUM SENTENCE THAT YOU “COULD HAVE RECEIVED,” NOT THE ACTUAL SENTENCE YOU
DID RECEIVE. (THIS DOES NOT INCLUDE FEDERAL OR STATE OFFENSES PERTAINING TO ANTITRUST, UNFAIR TRADE
SECTION B must be completed and signed by the customer BEFORE a background check is processed through
PRACTICES, RESTRAINTS OF TRADE, OR REGULATION OF BUSINESS; OR STATE OFFENSES CLASSIFIED AS MISDEMEANORS AND
PICS. If this section is NOT completed and signed, OR if the customer answered “Yes” to questions 31 and/or 32
PUNISHABLE BY A TERM OF IMPRISONMENT NOT TO EXCEED TWO YEARS.) (READ INFORMATION ON BACK PRIOR TO ANSWERING)
OR “No” to question 33, DO NOT PROCEED WITH THE BACKGROUND CHECK.
33.
ARE YOU THE ACTUAL BUYER OF THE FIREARM AS DEFINED UNDER 18 PA.C.S. § 6102 LISTED ON THIS APPLICATION/RECORD OF
SALE? (WARNING: YOU ARE NOT THE ACTUAL BUYER IF YOU ARE ACQUIRING THE FIREARM ON BEHALF OF ANOTHER PERSON
UNLESS YOU ARE LEGITIMATELY ACQUIRING THE FIREARM AS A GIFT FOR ANY OF THE FOLLOWING INDIVIDUALS WHO ARE
LEGALLY ELIGIBLE TO OWN A FIREARM: 1) SPOUSE; 2) PARENT; 3) CHILD; 4) GRANDPARENT; OR 5) GRANDCHILD.
34.I VERIFY THE FACTS THAT I HAVE SET FORTH IN BLOCKS 5-33 OF THIS FORM ARE TRUE AND CORRECT TO THE BEST OF MY KNOWLEDGE, INFORMATION, AND BELIEF. THIS VERIFICATION IS MADE SUBJECT TO BOTH THE PENALTIES OF SECTION 4904 OF THE CRIMES CODE (18 PA.C.S. 4904) RELATING TO UNSWORN FALSIFICATION TO AUTHORITIES AND THE UNIFORM FIREARMS ACT. I ALSO UNDERSTAND THAT THE MAKING OF ANY FALSE WRITTEN STATEMENT OR THE EXHIBITING OF ANY FALSE MISREPRESENTED IDENTIFICATION WITH RESPECT TO THIS APPLICATION IS A CRIME PUNISHABLE AS A FELONY.
SIGNATURE OF TRANSFEREE/PURCHASER: _________________________ DATE OF APPLICATION: _____________
C
ACKNOWLEDGMENT
35.I ACKNOWLEDGE RECEIPT OF THE FIREARM (HANDGUN/LONG-GUN) AND A SUMMARY OF THE UNIFORM FIREARMS ACT WHICH INCLUDES A
SAFETY BROCHURESECTION. C is not signed by the customer until they actually take possession of the gun!
SIGNATURE OF TRANSFEREE/PURCHASER: ________________________________________ DATE: _____________
D
LICENSEE’S INFORMATION:
EMPLOYEE
36. LAST NAME
37. JR., ETC.
38. FIRST NAME
39. MIDDLE NAME
40. SIGNATURE
41. BUSINESS NAME
42. BUSINESS
TELEPHONE NO.
43. COUNTY OF LICENSEE
SECTION D & E must be completed and signed by the
Dealer or employee processing the paperwork. Please
44. BUSINESS ADDRESS
remember to check the appropriate box.
45. CITY
46. STATE
47. ZIP CODE
48. DATE OF TRANSACTION
49. TIME OF TRANSACTION
E
FIREARM INFORMATION
50. DOES THIS PURCHASE INVOLVE A PISTOL
OR REVOLVER WITH A BARREL LENGTH OF LESS THAN 15 INCHES, A
YES (COMPLETE BLOCKS 51 – 55)
SHOTGUN WITH A BARREL LENGTH OF LESS
ONLY ONE (1) FIREARM MAY BE LISTED PER FORM! Firearm informationNO (INFORMATION NOT REQUIRED)
THAN 18 INCHES, A RIFLE WITH A BARREL LENGTH OF LESS THAN
16 INCHES, OR A FIREARM WITH AN OVERALL
must be completed prior to initiating a PICS background check.
LENGTH OF LESS THAN 26 INCHES?
51. MAKE
52. MODEL
53. CALIBER
54. LENGTH OF BARREL 55. SERIAL NUMBER
F
TRANSFEROR’S/SELLER’S INFORMATION OR EXPLANATION FOR NONTAXABLE SALES
56. LAST NAME
57. JR., ETC. 58. FIRST NAME
59. MIDDLE NAME
60. SIGNATURE
SECTION F must be completed for the private sale/transfer of a handgun. Private transfers processed between licensed dealers
should have the FFL# of the transferring dealer in the signature section. Private sellers must be available to complete and sign
this form. Refer to section 15.1 of the Firearm Dealer’s Manual for detailed instructions.
61. STREET ADD ESS
62. CITY
63. COUNTY/STATE
64. ZIP
CODE
Before diving into the nitty-gritty of filling out the PA SP4 113 form, it's crucial to understand the pathway ahead. This document is integral in Pennsylvania for handgun transactions, serving as both an application and a record of sale. Specifically designed for use by authorized dealers and law enforcement, its careful completion is vital to ensure compliance with state laws and regulations regarding firearm sales. Here's a step-by-step breakdown of how to accurately fill out the form, ensuring all necessary information is provided and documented correctly.
Once the form is fully completed and all signatures have been obtained, it's important to follow through with any required background checks and maintain this record as stipulated by Pennsylvania law. The PA SP4 113 form plays a key role in ensuring the responsible sale and transfer of handguns, thus safeguarding both public and individual safety.
What is the purpose of the PA SP4 113 form?
The PA SP4 113 form, also known as the Application/Record of Sale, is specifically designed for the sale or transfer of handguns in Pennsylvania. It serves as an official document to record the details of the transaction between the buyer and seller. The form is required to conduct a background check through the Pennsylvania Instant Check System (PICS) before the sale is finalized, ensuring that the firearm is transferred legally and safely.
Who needs to fill out the PA SP4 113 form?
The form must be completed by both the transferor (seller) and the transferee (purchaser). Specifically, the transferee/purchaser completes Section B at the time of application, and the transferor/seller (for private sales) completes Section F. Additionally, if the sale is conducted through a licensed firearms dealer, the dealer is responsible for completing Sections A, D, and E. It is crucial that all parties involved in the transaction accurately fill out their respective sections to comply with Pennsylvania law.
Can the PA SP4 113 form be duplicated?
No, the PA SP4 113 form must not be duplicated. Each form has a unique transaction serial number assigned to it, making it an official document for each specific transaction. Duplicating the form would invalidate the integrity of the record-keeping process required by Pennsylvania State Police for handgun transfers.
Is the PA SP4 113 form required for all firearms?
No, the PA SP4 113 form is required for handguns only. The form is specifically tailored to record the sale or transfer of handguns within Pennsylvania. For transactions involving long guns or rifles, different procedures and forms are applicable. It is important to understand the distinction to ensure compliance with state laws governing firearm transactions.
What should I do if the sale is not subject to sales tax?
If the sale or transfer of a handgun is not subject to sales tax, you must provide an explanation in Section F of the PA SP4 113 form. It is important to accurately indicate whether sales tax applies to the transaction and, if not, to clearly explain why. This information is necessary for the Pennsylvania State Police to process the record of sale accurately and in accordance with state tax laws.
Filling out official forms can sometimes be a complicated process fraught with potential for error. The Pennsylvania State Police Application/Record of Sale form, known as the SP 4-113, is crucial when it comes to the transfer or sale of handguns within the state. It’s essential to complete this form accurately to ensure compliance with state regulations and to facilitate a legal and smooth transaction of firearm sales. Below are four common mistakes people make when filling out this form:
Not completing the form in blue or black ink. The instructions clearly specify that the form must be filled out in blue or black ink. Using any other colors, or attempting to submit a form filled out in pencil, can lead to processing delays or the outright rejection of the application.
Forgetting to sign and date the form. The sections requiring the signature of the transferee/purchaser and, where applicable, the transferor/seller, are pivotal. These signatures not only signify the accuracy and truthfulness of the information provided but also help in verifying the identity of the parties involved. An unsigned form is invalid and will be rejected.
Overlooking the detailed instructions about who needs to complete each section. The form clearly delineates which sections are to be filled out by whom - including the transferee/purchaser, transferor/seller, and the licensee. Mistakes often occur when individuals overlook these instructions, leading to incomplete or incorrectly filled sections, which can delay or void the process.
Failing to provide detailed descriptions of the firearm when necessary. For certain types of firearms, detailed descriptions including make, model, caliber, length of barrel, and serial number are mandatory. Omitting these details, or not providing enough information, can lead to complications in the registration process and legal compliance issues.
In summary, when completing the SP 4-113 form, it’s vital to read and follow the instructions carefully, use the correct ink color, ensure that all relevant sections are properly filled and signed, and provide detailed and accurate descriptions of the firearm involved in the transaction. These steps will help avoid common pitfalls and ensure a successful and compliant firearm sale or transfer.
When handling firearms transactions in Pennsylvania, specifically involving handguns, form SP 4-113, also known as the Application/Record of Sale, serves as a crucial document. However, this form often doesn't stand alone in the documentation process. Several other forms and documents are regularly used in conjunction with the SP 4-113 to ensure compliance with both state and federal regulations. Understanding these additional documents is key for both firearms dealers and purchasers to navigate the legal obligations tied to the sale or transfer of firearms.
Integrating the use of these documents with the SP 4-113 form ensures a thorough and legally compliant process for the sale or transfer of handguns. Firearms dealers and purchasers alike must be diligent in completing and retaining these records to uphold state and federal regulations, contribute to public safety, and protect their own legal rights. Together, these forms create a framework for responsible firearms transactions, aiming to prevent illegal sales and enhance the traceability of firearms within Pennsylvania.
The PA SP4 113 form is similar to several other documents used in the regulation and documentation of firearm transactions across the United States. Each of these documents plays a crucial role in ensuring lawful transfers and maintaining records essential for law enforcement and public safety. While they share a common goal, the details and specific requirements may vary to suit state-level regulations or particularities of different types of transactions.
The Federal Firearms Transaction Record, Form 4473, has notable similarities with the PA SP4 113 form. Both forms are designed to document the sale or transfer of a firearm, requiring detailed information about the seller, buyer, and the firearm being transferred. The crucial elements include identification details of the transferee/buyer, such as name, address, and birth date, alongside questions designed to verify the legality of the transfer. Form 4473 also includes questions regarding the buyer's background that could disqualify them from purchasing a firearm, much like the PA SP4 113 form's sections addressing eligibility under state and federal law. However, Form 4473 is used nationally for all firearm sales through Federal Firearms License (FFL) dealers, not just for handguns or within a single state.
The California Firearms Dealer Record of Sale (DROS) form is another document with similarities to the PA SP4 113 form. Like the PA SP4 113, the DROS is specific to one state and focuses on recording transactions involving firearms. Both forms collect detailed information about the firearm being sold, including make, model, and serial number, to facilitate the background check process and ensure the firearm is not transferred to someone prohibited from owning it. The DROS form, specific to California, also includes a unique state identification number and requires information on the dealer facilitating the sale. While tailored to the regulatory environment of California, the form's purpose and content mirror the intent behind the PA SP4 113 form's creation.
When filling out the Pennsylvania State Police Application/Record of Sale form (SP 4-113), it is important to follow specific guidelines to ensure the process is completed correctly. Below are key things you should and shouldn't do when completing the form:
When discussing the Pennsylvania SP 4-113 form, several misconceptions often arise. Clearing up these misunderstandings is crucial for anyone handling firearm transactions within the state.
Form SP 4-113 is only for commercial transactions. Some believe this form is exclusively for use by licensed firearm dealers. However, the form is also required for private sales/transfers of handguns between individuals, ensuring all necessary checks and records are completed.
Duplication of the form is allowed for record-keeping. Contrary to this belief, the instructions explicitly state that the SP 4-113 form must not be duplicated. Only the original, issued forms are considered valid for the legal transfer of a handgun.
The form is applicable for all types of firearms. The SP 4-113 form is specifically intended for handguns only. The sale or transfer of rifles or shotguns does not require this particular form in Pennsylvania.
Any part of the form can be left blank if the information is unknown. This is incorrect; the form must be completed in its entirety. Certain sections demand explanations if specific answers are provided, such as why a sale is not subject to sales tax.
The form allows for the listing of multiple firearms. Each SP 4-113 form is restricted to the record of sale or transfer of one handgun only. If multiple handguns are being sold or transferred, each must have its own form.
Completion of the form alone suffices for the legal transfer of a handgun. Completing and signing the form is necessary but not sufficient on its own. The seller must also ensure that a background check is conducted through the Pennsylvania Instant Check System (PICS) before the sale or transfer is finalized.
The SP 4-113 form serves as a registration document for the firearm. Pennsylvania does not have a firearm registration system. Filling out and submitting this form does not register the firearm with any state agency. It is purely for the purpose of conducting a legal sale or transfer and ensuring background checks are completed.
Understanding the specific requirements and use cases of the SP 4-113 form can help ensure that individuals and dealers comply with Pennsylvania’s firearm laws, promoting responsible gun ownership and transfer practices.
Filling out and properly using the Pennsylvania State Police SP 4-113 form, officially known as the Application/Record of Sale form, is a crucial step when conducting a legal transaction involving handguns within Pennsylvania. Here are five key takeaways to guide you through this process:
Attention to detail and a firm understanding of the procedures surrounding the SP 4-113 form are essential for both buyers and sellers. Proper completion and submission of this form not only fulfill legal obligations but also promote responsible gun ownership and the safety of the community.
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